Chapter Name: Monitor and Take Action to Deal with and Correct Compliance Deviations
Description:Involves detecting and addressing compliance issues effectively.
Purpuse:Rectify compliance issues and prevent recurrence.
Rational:Ensures legal and operational integrity through timely corrective action.
Chapter Assessment
Scope of Practical Skill
Key Requirement 1: Analyse the specific situation
Investigate causes of compliance breaches or risks.
Key Requirement 2: Identify the appropriate processes that must be used
Determine suitable remediation protocols.
Key Requirement 3: Apply the processes and package the findings and
Implement corrective measures and document actions taken.
Key Requirement 4: Follow implementation steps and review for improvement
Evaluate effectiveness and refine monitoring controls.
Assessment Questions
Assessment 1 : Observe and evaluate the extent to which the candidate follows the procedural steps and applies the behavioural processes
None
Assessment 2 : Evaluate the level of demonstrated understanding of the theories and concepts that underpin the applied techniques
None